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Christopher Cox
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#	Item
371	MEMORANDUM To: File on study on enhancing investment adviser examinations mandated under Section 914 ofthe Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-01 15:02:49 Financial economics Economics Finance Davis Polk & Wardwell Christopher Cox Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act
372	ES150347 From: Sampson, R.L. (Rebecca) < Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-01 11:17:02 Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Business Elisse B. Walter Christopher Cox Corporate crime U.S. Securities and Exchange Commission Financial regulation
373	Microsoft Word - Final AS 4 Comment Letter to SEC - Elimination of MW.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-21 22:36:09 Public Company Accounting Oversight Board Internal control Audit Christopher Cox Center for Audit Quality SOX 404 top–down risk assessment Auditing Accountancy Business
374	September 11, 2007 Via Electronic Mail The Honorable Christopher Cox, Chairman U.S. Securities and Exchange Commission Attn: Nancy M. Morris, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-12 16:03:39 73rd United States Congress Financial regulation Government United States U.S. Securities and Exchange Commission Regulation S-X Securities Exchange Act Regulatory Flexibility Act Securities Act United States securities law SEC filings United States Securities and Exchange Commission
375	AKIN G U M P S T R A U S S H A U E R & FELDLLP Attorneys at Law Richard B. Zabel[removed]806Olfax: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-17 15:42:46 United States securities law United States Securities and Exchange Commission Financial regulation Short selling 73rd United States Congress U.S. Securities and Exchange Commission Naked short selling Christopher Cox Short Financial economics Investment Finance
376	December 15, 2008 Via Electronic Mail: [removed] Florence E. Harmon Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-16 16:11:56 United States securities law United States Securities and Exchange Commission Stock market Short selling Naked short selling U.S. Securities and Exchange Commission Securities Exchange Act Short Christopher Cox Financial economics Finance Business
377	Microsoft Word - 486850_4.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-14 13:54:57 Business United States securities law 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act Securities Act Initial public offering Christopher Cox U.S. Securities and Exchange Commission Stock market Finance Financial economics
378	_________________________________________________________________________________________________________ 1875 Century Park East, Suite 700 \| Los Angeles, CA[removed] \| [removed] \| www.guziklaw.com February 27, 20 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-28 11:31:15 United States Securities and Exchange Commission United States corporate law Financial regulation Securities and Exchange Commission Securities regulation in the United States Government Business Christopher Cox Investor Protection and Securities Reform Act United States securities law Corporate crime U.S. Securities and Exchange Commission
379	tlnitnl ~tatrs ~rnatr ES151785 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-16 14:48:41 Financial regulation Business Risk Christopher Cox Conflict minerals Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act
380	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-17 16:06:13 Cox Corporate governance Shareholder resolution Christopher Cox

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